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Andrew C Phillips

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Baltimore, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-19
  • MD RA
    APPROVED
    Since 2024-01-19

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

100 International Dr, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Annapolis MD 11/2022 09/2023
First National Bank Of Pa Baltimore MD 03/2017 10/2022
Pnc Bank Baltimore MD 10/2009 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 12/2023 Present
  • 11/2022 → 09/2023
    Truist Investment Services, Inc.
    Annapolis, MD
  • 03/2017 → 10/2022
    First National Bank Of Pa
    Baltimore, MD
  • 10/2009 → 03/2017
    Pnc Bank
    Baltimore, MD
  • 12/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-14
  • S66 Uniform Combined State Law Examination
    2023-04-14
Other Names
  • Andrew Phillips

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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