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Joshua Ryan Kight

Principal Advised Services

Charlotte, NC

CRD 5166781

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Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-05
NC RA APPROVED 2022-10-31
  • IA RA
    APPROVED
    Since 2024-04-05
  • NC RA
    APPROVED
    Since 2022-10-31

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Charlotte NC 06/2012 Present
Principal Securities, Inc. Charlotte NC 03/2016 Present
Principal Advised Services Charlotte NC 10/2022 Present
  • 06/2012 → Present
    Principal Life Insurance Company
    Charlotte, NC
  • 03/2016 → Present
    Principal Securities, Inc.
    Charlotte, NC
  • 10/2022 → Present
    Principal Advised Services
    Charlotte, NC
Previous Registrations
  • 2011-10-03 → 2012-05-08
    Waddell & Reed
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-27
S63 Uniform Securities Agent State Law Examination 2007-04-17
  • S65 Uniform Investment Adviser Law Examination
    2011-09-27
  • S63 Uniform Securities Agent State Law Examination
    2007-04-17
Other Names
  • Joshua Ryan Knight

View on SEC IAPD

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