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Joshua Robert Lock

LPl Financial LLC

Beloit, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-09-16
  • WI RA
    APPROVED
    Since 2024-09-16

Branch Locations

1982 Cranston Rd, Beloit, WI 53511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Culver's Beloit WI 01/1998 09/2023
Jl Handcraft Beloit WI 12/2019 09/2023
Thrivent Investment Management Inc. Beloit WI 01/2023 07/2024
Thrivent Financial Appleton WI 09/2023 01/2024
Thrivent Financial Appleton WI 01/2024 07/2024
Lpl Financial Llc Beloit WI 09/2024 Present
Advia Credit Union Beloit WI 09/2024 Present
  • 01/1998 → 09/2023
    Culver's
    Beloit, WI
  • 12/2019 → 09/2023
    Jl Handcraft
    Beloit, WI
  • 01/2023 → 07/2024
    Thrivent Investment Management Inc.
    Beloit, WI
  • 09/2023 → 01/2024
    Thrivent Financial
    Appleton, WI
  • 01/2024 → 07/2024
    Thrivent Financial
    Appleton, WI
  • 09/2024 → Present
    Lpl Financial Llc
    Beloit, WI
  • 09/2024 → Present
    Advia Credit Union
    Beloit, WI
Previous Registrations
Other Businesses

1) 07/2024 - Advia Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2023-08-16
  • S65 Uniform Investment Adviser Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2023-08-16
Other Names
  • Josh Lock

View on SEC IAPD

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OSAIC WEALTH, INC. · BELOIT, WI
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THRIVENT INVESTMENT MANAGEMENT INC. · Beloit, WI
EDWARD JONES · BELOIT, WI
EDWARD JONES · BELOIT, WI
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