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Jaclyn Marine Lifsey

Tiaa-Cref Individual & Institutional Services, LLC

York, SC

Charlotte, NC

CRD 7660826

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-19
NC RA APPROVED 2023-12-18
  • SC RA
    APPROVED
    Since 2024-06-19
  • NC RA
    APPROVED
    Since 2023-12-18

Branch Locations

York, SC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 11/2022 12/2023
Williams & Fudge, Inc. Rock Hill SC 04/2017 11/2022
New York & Company Charlotte NC 07/2010 01/2018
Vanguard Advisers, Inc. Charlotte NC 03/2023 12/2023
Tiaa Charlotte NC 12/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 12/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
  • S66 Uniform Combined State Law Examination
    2023-03-20
Other Names
  • Jaclyn Nicole Marine
  • Jaclyn Lifsey

View on SEC IAPD

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