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Osaic Advisory Services, LLC CRD 171070
$15.5B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-05 |
| NC | RA | APPROVED | 2026-01-05 |
Branch Locations
Greenville, NC • United States
127 W 30Th Street 9Th Floor, New York, NY 10001 • United States
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Patterns Behavioral Services | Cary | NC | 07/2022 | 11/2022 |
| Harding University | Searcy | AR | 09/2020 | 05/2022 |
| Chick Fil A | Searcy | AR | 02/2022 | 05/2022 |
| Sylvan Hills Church Of Christ | Sherwood | AR | 09/2021 | 05/2022 |
| Buckingham Road Church Of Christ | Garland | TX | 05/2021 | 07/2021 |
| Buckingham Road Church Of Christ | Garland | TX | 05/2020 | 07/2020 |
| Prestoncrest Church Of Christ | Dallas | TX | 05/2019 | 07/2019 |
| Chick Fil A | Richardson | TX | 02/2018 | 08/2018 |
| Fidelity Investments | Durham | NC | 11/2022 | 10/2025 |
| Full Time Education | Searcy | AR | 08/2018 | 05/2022 |
| Full Time Education | Garland | TX | 08/2012 | 05/2018 |
| Fidelity Investments | Boston | MA | 03/2025 | 10/2025 |
| Servet Wealth Management | New York | NY | 12/2025 | Present |
| Osaic Wealth | Scottsdale | AZ | 12/2025 | Present |
| Osaic Advisory Services | Atlanta | GA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-09 |
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