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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-21 |
| SC | RA | APPROVED | 2023-08-10 |
Branch Locations
225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States
Charleston, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Group | Charleston | SC | 11/2022 | Present |
| Securian Financial Services | Saint Paul | MN | 11/2022 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 11/2022 | 08/2023 |
| Greenwood Country Club | Greenwood | SC | 09/2016 | 03/2022 |
| Greenwood School District 50 | Greenwood | SC | 06/2018 | 08/2019 |
| Seabreeze Marina | Charleston | SC | 04/2021 | 08/2022 |
| Sequence Holdings | Charleston | SC | 03/2021 | 05/2021 |
| Coastal Financial Planning Group | Charleston | SC | 03/2022 | 11/2022 |
| Full-Time Student | Greenwood | SC | 09/2010 | 09/2016 |
| Cetera Wealth Services, Llc | Daniel Island | SC | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. Commonwealth Financial Group, Daniel Island, SC; Investment related; Fixed insurance agent; 11/2022 - present; 10 hrs/mo; 10 hrs/mo trading; 2. NAME OF OTHER BUSINESS: SEABREEZE WEALTH MANAGEMENT, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 6.5, BRIEF DESCRIPTION OF DUTIES: SEPARATE BUSINESS/PERSONAL EXPENSES; 3. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-28 |
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