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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-06-01
  • WI RA
    APPROVED
    Since 2023-06-01

Branch Locations

305 S. Madison Street, Lancaster, WI 53813 • United States

125 North Center St, Livingston, WI 53959-1937 • United States

600 E Blackhawk Ave, Prairie Du Chien, WI 53821 • United States

170 West Main St, Platteville, WI 53818 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southwest Wisconsin Technical College Fennimore WI 10/2015 12/2022
Lpl Financial Llc Fort Mill SC 11/2022 Present
Community First Bank Boscobel WI 11/2022 Present
  • 10/2015 → 12/2022
    Southwest Wisconsin Technical College
    Fennimore, WI
  • 11/2022 → Present
    Fort Mill, SC
  • 11/2022 → Present
    Community First Bank
    Boscobel, WI
Other Businesses

1) 12/16/2022 - Belmont Community Schools - K-12 School District - Non Investment related - Belmont WI 53510 - Vice President, School Board Director - 3 Hours per month - Start date: 05/01/2020. 2) 12/16/2022 - COMMUNITY FIRST BANK - Financial Institution Duty - Financial Services Representative - Platteville, WI 53818 - Investment related - 160 Hours per month - Start date: 10/27/2022 3) 06/26/2023 - The Investment Center at Community First Bank - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/31/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading 4) 08/29/2023 - B1 Yoga - Outside/W-2 Employment - Yoga Instructor - Not Investment Related - 185 Main St, Dubuque, IA 52001 - Start Date 09/10/2023 - 4 Hours Per Month/ 0 Hours During Trading 5) 09/05/2023 - Driftless Fitness & Yoga - Outside/W-2 Employment - Yoga Instructor - Not Investment Related - 20 E Main St, Platteville, WI 53818 - Start Date 09/02/2023 - 4 Hours Per Month/ 0 Hours During Trading 6) 07/16/2024 - Friends of the Belmont Mound - Outside/W-2 Employment - Not Investment Related - Belmont, WI - Start Date 08/04/2024 - 6 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-31
  • S66 Uniform Combined State Law Examination
    2023-05-31
Other Names
  • Kim G Schmelz
  • Kimberly G Crippes
  • Kim G Crippes

View on SEC IAPD

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