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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-06-01 |
Branch Locations
305 S. Madison Street, Lancaster, WI 53813 • United States
125 North Center St, Livingston, WI 53959-1937 • United States
600 E Blackhawk Ave, Prairie Du Chien, WI 53821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwest Wisconsin Technical College | Fennimore | WI | 10/2015 | 12/2022 |
| Lpl Financial Llc | Fort Mill | SC | 11/2022 | Present |
| Community First Bank | Boscobel | WI | 11/2022 | Present |
1) 12/16/2022 - Belmont Community Schools - K-12 School District - Non Investment related - Belmont WI 53510 - Vice President, School Board Director - 3 Hours per month - Start date: 05/01/2020. 2) 12/16/2022 - COMMUNITY FIRST BANK - Financial Institution Duty - Financial Services Representative - Platteville, WI 53818 - Investment related - 160 Hours per month - Start date: 10/27/2022 3) 06/26/2023 - The Investment Center at Community First Bank - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/31/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading 4) 08/29/2023 - B1 Yoga - Outside/W-2 Employment - Yoga Instructor - Not Investment Related - 185 Main St, Dubuque, IA 52001 - Start Date 09/10/2023 - 4 Hours Per Month/ 0 Hours During Trading 5) 09/05/2023 - Driftless Fitness & Yoga - Outside/W-2 Employment - Yoga Instructor - Not Investment Related - 20 E Main St, Platteville, WI 53818 - Start Date 09/02/2023 - 4 Hours Per Month/ 0 Hours During Trading 6) 07/16/2024 - Friends of the Belmont Mound - Outside/W-2 Employment - Not Investment Related - Belmont, WI - Start Date 08/04/2024 - 6 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-31 |
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