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100 North Broadway, Albert Lea, MN 56007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown, Winick, Graves | Pella | IA | 10/1991 | 10/2021 |
| Intellicents | Pella | IA | 10/2021 | Present |
1. Pella Food Shelf. Not investment related. 1111 W 16th Street, Pella, IA 50219. Charity/Non-Profit Organization. Treasurer. Start: 2/12/2024. 10 hours per month, less than one hour per business day during trading hours. Board Member and Treasurer. Deposit donation checks, pay invoices, transfer funds from the investment company (at Edward Jones) to the checking account. Also volunteer one or two nights a month distributing food to the patrons.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-06 |
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