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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-23 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Bessemer City, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carmax | Henrico | VA | 09/2015 | 07/2022 |
| Nylife Securities Llc. | Charlotte | NC | 11/2022 | 04/2023 |
| Correlation One | New York | NY | 02/2022 | 11/2022 |
| New York Life Insurance Company | Charlotte | NC | 11/2022 | 04/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2023 | Present |
| Tiaa | Charlotte | NC | 05/2023 | Present |
| Mothers & Sons Llc | Durham | NC | 06/2016 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-12 |
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