Inactive

Shaun Neiman

Fisher Investments

CRD 7658962

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-17
FL	RA	APPROVED	2023-04-09

TX RA
APPROVED_RES

Since 2026-07-17
FL RA
APPROVED

Since 2023-04-09

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Jr. Drive Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Tampa	FL	10/2022	Present
Jm Family Enterprises	Deer Field Beach	FL	06/2020	08/2020
Slyce Pizza	Madiera Beach	FL	05/2017	08/2017
Madeira Beach City Works	Madeira Beach	FL	06/2015	06/2017
School	Tallahassee	FL	01/2012	Present

10/2022 → Present

Fisher Investments

Tampa, FL
06/2020 → 08/2020

Jm Family Enterprises

Deer Field Beach, FL
05/2017 → 08/2017

Slyce Pizza

Madiera Beach, FL
06/2015 → 06/2017

Madeira Beach City Works

Madeira Beach, FL
01/2012 → Present

School

Tallahassee, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-23

S65 Uniform Investment Adviser Law Examination

2023-03-23

View on SEC IAPD

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