Randall Wayne Thiel

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

MN RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

613 Rose Drive, Big Lake, MN 55309 • United States

311 Credit Union Drive, Isanti, MN 55040 • United States

2121 Station Parkway Nw, Andover, MN 55304 • United States

3625 Talmage Circle Suite 102, Vadnais Heights, MN 55110 • United States

1912 5Th St North, Princeton, MN 55371 • United States

38877 10Th Avenue, North Branch, MN 55056 • United States

3300 Oakdale Ave N, Robbinsdale, MN 55422 • United States

15601 Grove Cir N, Maple Grove, MN 55369 • United States

144 11Th St E, St Paul, MN 55101 • United States

Minnco Credit Union 2215 3Rd Avenue Ne, Cambridge, MN 55008 • United States

500 Main St Ste 100, New Brighton, MN 55112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Mill City Investments	Coon Rapids	MN	08/2020	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
08/2020 → Present

Mill City Investments

Coon Rapids, MN
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. FIXED INSURANCE - LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: THE SERVION GROUP DBA SERVION FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION SERVICE ORGANIZATION / DBA FOR INSURANCE & FINANCIAL SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SERVING THE INVESTMENT NEEDS OF CLIENTS; 3. NAME OF OTHER BUSINESS: MINNCO INVESTMENT SERVICES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR ; START DATE: 07/2019 ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES ; 4. NAME OF OTHER BUSINESS: MILL CITY INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; START DATE: 8/2020; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MEETING WITH CLIENT AND PROVIDING FINANCIAL SERVICES;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-08-11

S63 Uniform Securities Agent State Law Examination

1999-08-11

Other Names

Randy Thiel

View on SEC IAPD