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Tai Huu Nguyen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

Tacoma, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
WA RA APPROVED 2024-03-05
  • TX RA
    APPROVED
    Since 2024-04-30
  • WA RA
    APPROVED
    Since 2024-03-05

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Des Moines WA 01/2022 Present
Cute Nails Spa Dupon WA 03/2015 12/2017
Signature Nail Spa Danville IL 12/2017 12/2020
University Of Washington Tacoma WA 01/2020 12/2021
Walgreens Covington WA 10/2020 06/2021
Pure Harmony Nails Spa Puyallup WA 12/2021 01/2022
Pure Harmony Nails Spa Puyallup WA 01/2022 09/2023
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Des Moines, WA
  • 03/2015 → 12/2017
    Cute Nails Spa
    Dupon, WA
  • 12/2017 → 12/2020
    Signature Nail Spa
    Danville, IL
  • 01/2020 → 12/2021
    University Of Washington
    Tacoma, WA
  • 10/2020 → 06/2021
    Walgreens
    Covington, WA
  • 12/2021 → 01/2022
    Pure Harmony Nails Spa
    Puyallup, WA
  • 01/2022 → 09/2023
    Pure Harmony Nails Spa
    Puyallup, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
  • S66 Uniform Combined State Law Examination
    2024-03-04
Other Names
  • Tai Huu Nguyen
  • Tai Nguyen

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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