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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-30
  • NY RA
    APPROVED
    Since 2025-09-30

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

300 Madison Avenue 29Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc New York NY 11/2022 09/2023
First Republic Investment Management, Inc. New York NY 06/2022 09/2023
The Moses Brown School Providence RI 09/2014 09/2018
Boston University Boston MA 09/2018 05/2020
Homesite Insurance Boston MA 06/2020 08/2020
Boston University Boston MA 09/2020 05/2021
First Republic Bank Boston MA 06/2021 08/2021
Boston University Boston MA 09/2021 05/2022
J.P. Morgan Securities Llc New York NY 09/2023 03/2024
Hightower Advisors, Llc New York NY 09/2025 Present
First Eagle Investment Management New York NY 11/2024 09/2025
Unemployed New York NY 03/2024 11/2024
  • 11/2022 → 09/2023
    First Republic Securities Company, Llc
    New York, NY
  • 06/2022 → 09/2023
    First Republic Investment Management, Inc.
    New York, NY
  • 09/2014 → 09/2018
    The Moses Brown School
    Providence, RI
  • 09/2018 → 05/2020
    Boston University
    Boston, MA
  • 06/2020 → 08/2020
    Homesite Insurance
    Boston, MA
  • 09/2020 → 05/2021
    Boston University
    Boston, MA
  • 06/2021 → 08/2021
    First Republic Bank
    Boston, MA
  • 09/2021 → 05/2022
    Boston University
    Boston, MA
  • 09/2023 → 03/2024
    New York, NY
  • 09/2025 → Present
    New York, NY
  • 11/2024 → 09/2025
    First Eagle Investment Management
    New York, NY
  • 03/2024 → 11/2024
    Unemployed
    New York, NY
Previous Registrations
  • 2023-04-04 → 2024-03-07
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
  • 2023-10-11 → 2024-03-02
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-01
  • S66 Uniform Combined State Law Examination
    2023-04-01
Other Names
  • Andrew Prescott Dorman
  • Andrew Dorman

View on SEC IAPD

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