Naomi Sue Soto

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-09-23
FL	RA	APPROVED	2025-09-18

NC RA
APPROVED

Since 2025-09-23
FL RA
APPROVED

Since 2025-09-18

Branch Locations

Ocala, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Covington	KY	05/2019	12/2024
Mercer (Us) Inc.	New York	NY	11/2008	05/2019
Capfinancial Securities Llc	Raleigh	NC	12/2024	Present
Capfinancial Partners Llc (Captrust)	Raleigh	NC	12/2024	Present

05/2019 → 12/2024

Fidelity Investments

Covington, KY
11/2008 → 05/2019

Mercer (Us) Inc.

New York, NY
12/2024 → Present

Capfinancial Securities Llc

Raleigh, NC
12/2024 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC

Other Businesses

Name: Palm Beach Muldenreef Equine, LLC. Address: 8121 NW 46th St, Ocala, FL 34482, Investment-Related: No, Nature: Equine Sales, Position/Title: Managing Member, Start: 12/08/2021, Hours/Month: 2, Hours during Market Hours: 1, Duties: Purchasing young horses, training, sales

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-04
S63	Uniform Securities Agent State Law Examination	2023-03-30

S66 Uniform Combined State Law Examination

2025-09-04
S63 Uniform Securities Agent State Law Examination

2023-03-30

Other Names

Naomi Sue Soto
Naomi S Soto
Naomi Soto

View on SEC IAPD