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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-05-03
  • PA RA
    APPROVED
    Since 2013-05-03

Branch Locations

N Abingtn Twp, PA • United States

604 S State St Ste 201, Clarks Summit, PA 18411 • United States

616 Main St Ste 301, Honesdale, PA 18431-1871 • United States

N Abingtn Twp, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Clarks Summit PA 05/2013 03/2020
Ameriprise Financial Services, Llc Clarks Summit PA 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; The Scranton Area Community Foundation; Boarod of Director Member; 615 Jefferson Ave., Suite 102 Scranton, Pennsylvania 18510, ,; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Saint Mary's Villa; Board of Director Member; 516 St. Mary's Villa Rd.Elmhurst Pa 18444, ,; Not Investment-Related; 10/16/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-14
  • S66 Uniform Combined State Law Examination
    2006-08-14
Other Names
  • Ellen Solebello
  • Ellen Burkey

View on SEC IAPD

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