Craig C Irby

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-15
NY	RA	APPROVED	2023-10-30

TX RA
APPROVED

Since 2023-12-15
NY RA
APPROVED

Since 2023-10-30

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equity Services, Inc.	Montpelier	VT	11/2022	09/2023
National Life	Hauppauge	NY	07/2022	09/2023
State Farm	East Meadow	NY	10/2020	07/2022
Teachers Fed Credit Union	Hauppauge	NY	04/2018	10/2020
Salt & Barrel	Bay Shore	NY	04/2016	04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	09/2023	Present
Suffolk County Community College	Brentwood	NY	08/2016	05/2018
Farmingdale State College	Farmingdale	NY	08/2018	05/2021
Bank Of America, N.A.	Melville	NY	11/2023	Present

11/2022 → 09/2023

Equity Services, Inc.

Montpelier, VT
07/2022 → 09/2023

National Life

Hauppauge, NY
10/2020 → 07/2022

State Farm

East Meadow, NY
04/2018 → 10/2020

Teachers Fed Credit Union

Hauppauge, NY
04/2016 → 04/2018

Salt & Barrel

Bay Shore, NY
09/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
08/2016 → 05/2018

Suffolk County Community College

Brentwood, NY
08/2018 → 05/2021

Farmingdale State College

Farmingdale, NY
11/2023 → Present

Bank Of America, N.A.

Melville, NY

Previous Registrations

2023-05-24 → 2023-09-06

Equity Services, Inc.

Hauppauge, NY

Other Businesses

I*: 1856297 Entity Type: Name of OBA: Mission Be Address: West Islip, New York Investment Related: No Position, Title, Association: Employee Start Date: 06/04/2024 Number of Hours: 5 hours per week Number of Hours during trading: 0 Duties: I will be acting as a volunteer making calls to prospective donors and previous donors to connect/reconnect them with the fundraiser head chair that will be coordinating the fundraising efforts. I will not be handling funds or managing investments. Just simply calling donors/possible donors and connecting them to the fundraising chair person. I will also be responsible for event promotion via word of mouth and posting on my personal social media pages. Non-Profit Mission Be focuses on teaching children in high schools and detainment centers about mindfulness and meditation and how to apply that to their daily living.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-20

S66 Uniform Combined State Law Examination

2023-05-20

Other Names

Craig Irby

View on SEC IAPD