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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Us Tech Solutions | Charlotte | NC | 04/2023 | 04/2024 |
| Equitable Advisors | Charlotte | NC | 11/2022 | 03/2023 |
| Charlotte Mecklenburg Schools | Charlotte | NC | 11/2021 | 10/2022 |
| Snooze An Am Eatery | Charlotte | NC | 08/2021 | 11/2021 |
| Chick Fil A | Charlotte | NC | 05/2019 | 08/2021 |
| Student | Athens | GA | 08/2016 | 12/2019 |
| Richard Worrell | Charlotte | NC | 04/2024 | 05/2024 |
| Chick Fil A | Marietta | GA | 09/2015 | 12/2017 |
| University Of Georgia Athletic Department | Athens | GA | 01/2018 | 07/2018 |
| Chick Fil A | Athens | GA | 08/2018 | 05/2019 |
| Us National Whitewater Center | Charlotte | NC | 07/2019 | 11/2019 |
| Carolina Panthers | Charlotte | NC | 08/2019 | 02/2020 |
| Richard Worrell | Charlotte | NC | 05/2024 | Present |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-28 |
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