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Tristan Cort

Td Private Client Wealth LLC

New York, NY

New York, NY

CRD 7657322

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-13
MD RA APPROVED 2025-01-13
NJ RA APPROVED 2025-01-13
SC RA APPROVED 2025-01-13
MA RA APPROVED 2023-06-30
CT RA APPROVED 2023-06-16
DE RA APPROVED 2023-06-16
NY RA APPROVED 2023-06-16
NC RA APPROVED 2023-06-16
PA RA APPROVED 2023-06-16
VA RA APPROVED 2023-06-16
  • FL RA
    APPROVED
    Since 2025-01-13
  • MD RA
    APPROVED
    Since 2025-01-13
  • NJ RA
    APPROVED
    Since 2025-01-13
  • SC RA
    APPROVED
    Since 2025-01-13
  • MA RA
    APPROVED
    Since 2023-06-30
  • CT RA
    APPROVED
    Since 2023-06-16
  • DE RA
    APPROVED
    Since 2023-06-16
  • NY RA
    APPROVED
    Since 2023-06-16
  • NC RA
    APPROVED
    Since 2023-06-16
  • PA RA
    APPROVED
    Since 2023-06-16
  • VA RA
    APPROVED
    Since 2023-06-16

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

2521 Broadway, New York, NY 10025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cort Financial Consultants Boca Raton FL 11/2018 10/2022
American Brokerage Services Boca Raton FL 10/2017 11/2018
Lifetime Fitness Boca Raton FL 05/2017 11/2018
Florida Atlantic University Boca Raton FL 08/2016 08/2021
Grove Point Investments Llc Rockville MD 11/2022 06/2023
Grove Point Advisors Llc Rockville MD 02/2023 06/2023
Td Bank N.A. New York NY 06/2023 Present
Td Private Client Wealth Llc New York NY 06/2023 Present
  • 11/2018 → 10/2022
    Cort Financial Consultants
    Boca Raton, FL
  • 10/2017 → 11/2018
    American Brokerage Services
    Boca Raton, FL
  • 05/2017 → 11/2018
    Lifetime Fitness
    Boca Raton, FL
  • 08/2016 → 08/2021
    Florida Atlantic University
    Boca Raton, FL
  • 11/2022 → 06/2023
    Grove Point Investments Llc
    Rockville, MD
  • 02/2023 → 06/2023
    Grove Point Advisors Llc
    Rockville, MD
  • 06/2023 → Present
    Td Bank N.A.
    New York, NY
  • 06/2023 → Present
    Td Private Client Wealth Llc
    New York, NY
Previous Registrations
  • 2023-03-06 → 2023-06-14
    Grove Point Advisors, Llc
    Lakewood Ranch, FL
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-07
  • S66 Uniform Combined State Law Examination
    2023-02-07
Other Names
  • Tristan C. Cort
  • Tristan C Cort

View on SEC IAPD

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