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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 11/2022 | Present |
| Altacent | Minneapolis | MN | 06/2022 | 10/2022 |
| Marks Group Wealth Managment | Minnetonka | MN | 07/2021 | 04/2022 |
| Randall Pool & Spa | Excelsior | MN | 09/2020 | 11/2020 |
| The Lakeshore Doctors | Wayzata | MN | 06/2020 | 09/2020 |
| Adele's Frozen Custard | Excelsior | MN | 01/2015 | 01/2020 |
| Unemployed | Excelsior | MN | 12/2020 | 06/2021 |
| Full Time Student | Minneapolis | MN | 02/2020 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-27 |
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