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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-06-23
  • SC RA
    APPROVED
    Since 2026-06-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1301 Gervais St, Columbia, SC 29201 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Columbia SC 06/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 08/2015 Present
Other Businesses

I*4377269 Entity Type: For Profit Name of OBA: Reflections Media Address: Pittsburgh, Pennsylvania, 15239 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 08/08/2026 Number of Hours: 16, Monthly Number of Hours during trading: 0 Duties: Weekend photography job - they contract photographers and match them with couples who need their services. Take wedding pictures on a Saturday and deliver them to the company for editing. I*4378279 Entity Type: For Profit Name of OBA: Million Dollar Records LLC Address: Hopkins, South Carolina, 29061 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/10/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: Facilitate royalty/publishing payments for released music. Collect royalties for published music.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-18
  • S66 Uniform Combined State Law Examination
    2026-06-18
Other Names
  • Matthew Elleby

View on SEC IAPD

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