Seth Walston

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → Present
  Tax & Financial Group
  Newport Beach, CA
• 11/2022 → 08/2023
  Minnesota Life Insurance Company
  Saint Paul, MN
• 11/2022 → 08/2023
  Securian Financial Services
  Saint Paul, MN
• 05/2018 → 11/2022
  Seth Walston Pta
  Placentia, CA
• 06/2016 → 05/2018
  Concorde Career College
  Garden Grove, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-02-16 → 2023-08-10
  Securian Financial Services, Inc.
  Newport Beach, CA
  St. Paul, MN

Other Businesses

TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: 4001 Macarthur Blvd, Ste 300, Newport Beach CA 92660, United States DESCRIPTION: Fixed Insurance sales

Exams

• S66 Uniform Combined State Law Examination
  2023-01-27