Elliott Aaron Ellis

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → 09/2023
  Ameriprise Financial Services, Llc
  Naples, FL
• 09/2016 → 11/2016
  Osceola County Gop
  Kissimmee, FL
• 09/2016 → 12/2017
  Steak N' Shake
  Kissimmee, FL
• 12/2017 → 08/2019
  Cracker Barrel
  Kissimmee + Fort Myers, FL
• 05/2019 → 08/2019
  Towne Park
  Orlando, FL
• 01/2020 → 01/2023
  Sanibel Harbor Yacht Club
  Fort Myers, FL
• 08/2012 → 05/2018
  Osceola County School District
  Kissimmee, FL
• 08/2018 → 12/2022
  Florida Gulf Coast University
  Fort Myers, FL
• 09/2023 → 02/2025
  Guardian Life Insurance Company
  Fort Myers, FL
• 09/2023 → 02/2025
  Park Avenue Securities
  Fort Myers, FL
• 02/2025 → Present
  Osaic
  Naples, FL

Previous Registrations

• 2023-10-06 → 2025-02-20
  Park Avenue Securities Llc
  Fort Myers, FL

Other Businesses

1. ELLIS FAMILY INVESTMENTS INC-DIRECTOR POSITION: Director NATURE: Structured as a corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 4036 13th Street, Saint Cloud FL 34769, United States DESCRIPTION: No Duties & no compensation, this is the company my family formed for our family business which is a laundromat. I am on the board of directors in name only 2. FINANCIAL PLANNING ASSOCIATION SWFL CHAPTER POSITION: NexGen Development NATURE: Professional association, not sure of the structure of the chapter however FPA national is a corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: NA, NA FL 33967, United States DESCRIPTION: Engage with chapter members that have less then 5 years of financial planning experience, students, & young financial planners. Attend board meetings & assist with event planning 3. ELLIOTT ELLIS POSITION: Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2023 ADDRESS: 17550 Lee Rd., Fort Myers FL 33967, United States DESCRIPTION: OFFERS ACCIDENT INSURANCE, HEALTH INSURANCE, FIXED ANNUITIES, TRADITIONAL LIFE INSURANCE 4. ANDREWS WEALTH STRATEGIES LLC POSITION: Paraplanner NATURE: Business administration for Financial Planning Practice. The LLC provides administrative support, handles business expenses, and facilitates operations related to financial planning practice. The entity does not provide financial services, investment advice, or handle client funds INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/17/2025 ADDRESS: 2381 Fallglo St, Naples FL 34120, United States DESCRIPTION: Operations support, Client outreach, Admin tasks, Data Collection & Processing, Note taking & organization.

Exams

• S66 Uniform Combined State Law Examination
  2023-04-25

Designations

• Certified Financial Planner

Other Names

• Elliott Aaron Ellis
• Elliott Ellis