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David F Rascoe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-07
RI RA APPROVED 2023-02-01
  • TX RA
    APPROVED
    Since 2023-02-07
  • RI RA
    APPROVED
    Since 2023-02-01

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2022 Present
Mcdonalds Warwick RI 05/2016 08/2021
Silk Title Co Warwick RI 08/2021 08/2022
Unemployed Na RI 08/2022 10/2022
Warwick Vets High School Warwick RI 09/2014 06/2017
Bank Of America, N.A. Lincoln RI 07/2024 Present
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 05/2016 → 08/2021
    Mcdonalds
    Warwick, RI
  • 08/2021 → 08/2022
    Silk Title Co
    Warwick, RI
  • 08/2022 → 10/2022
    Unemployed
    Na, RI
  • 09/2014 → 06/2017
    Warwick Vets High School
    Warwick, RI
  • 07/2024 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
  • S66 Uniform Combined State Law Examination
    2023-01-30

View on SEC IAPD

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