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Michael Lopez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-03-31
TX RA APPROVED 2023-03-30
  • NJ RA
    APPROVED
    Since 2023-03-31
  • TX RA
    APPROVED
    Since 2023-03-30

Branch Locations

425 Forest Ave, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 10/2022 Present
Bank Of America Paramus NJ 04/2016 10/2022
Buyrite Of Fairview Fairview NJ 02/2014 04/2017
Bank Of America N.A. Paramus NJ 01/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-23
  • S66 Uniform Combined State Law Examination
    2023-02-23
Other Names
  • Michael S Lopez

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
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