Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
RI RA APPROVED 2023-02-15
  • TX RA
    APPROVED
    Since 2023-02-28
  • RI RA
    APPROVED
    Since 2023-02-15

Branch Locations

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2022 Present
Harborside Group Towson MD 06/2021 10/2022
Nos Beltsville MD 05/2020 06/2021
Shades Of The Bay Annapolis MD 05/2018 05/2020
Ace Hardware Edgewater MD 09/2016 05/2018
St Mary's College Of Maryland St. Mary's City MD 08/2017 05/2021
South River High School Edgewater MD 08/2014 05/2017
Bank Of America N.A. Lincoln RI 11/2022 Present
  • 10/2022 → Present
    Lincoln, RI
  • 06/2021 → 10/2022
    Harborside Group
    Towson, MD
  • 05/2020 → 06/2021
    Nos
    Beltsville, MD
  • 05/2018 → 05/2020
    Shades Of The Bay
    Annapolis, MD
  • 09/2016 → 05/2018
    Ace Hardware
    Edgewater, MD
  • 08/2017 → 05/2021
    St Mary's College Of Maryland
    St. Mary's City, MD
  • 08/2014 → 05/2017
    South River High School
    Edgewater, MD
  • 11/2022 → Present
    Bank Of America N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
  • S66 Uniform Combined State Law Examination
    2023-02-13

View on SEC IAPD

More in Riverside, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor