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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-05
TX RA APPROVED 2024-08-05
RI RA APPROVED 2024-07-24
  • CT RA
    APPROVED
    Since 2024-08-05
  • TX RA
    APPROVED
    Since 2024-08-05
  • RI RA
    APPROVED
    Since 2024-07-24

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2022 Present
Kohls Smithfield RI 11/2021 10/2022
Dinos Park And Shop Chepachet RI 04/2020 11/2021
Tall Pines Academy/ High School Chepachet RI 01/2014 01/2022
Bank Of America, N.A. Lincoln RI 12/2025 Present
  • 10/2022 → Present
    Lincoln, RI
  • 11/2021 → 10/2022
    Kohls
    Smithfield, RI
  • 04/2020 → 11/2021
    Dinos Park And Shop
    Chepachet, RI
  • 01/2014 → 01/2022
    Tall Pines Academy/ High School
    Chepachet, RI
  • 12/2025 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-23
  • S66 Uniform Combined State Law Examination
    2024-07-23

View on SEC IAPD

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