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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Minneapolis | MN | 12/2023 | 07/2024 |
| St. Olaf College | Northfield | MN | 07/2015 | 04/2017 |
| Unemployed | Seattle | WA | 04/2017 | 06/2017 |
| Fred Meyer | Seattle | WA | 06/2017 | 07/2017 |
| Uuemployed | Seattle | WA | 07/2017 | 12/2017 |
| National Frozen Foods | Seattle | WA | 12/2017 | 06/2018 |
| St. Olaf College | Northfield | MN | 06/2018 | 06/2021 |
| Building Kidz | Everett | WA | 06/2021 | 01/2022 |
| Unemployed | Everett | WA | 01/2022 | 10/2022 |
| Bank Of America | Seattle | WA | 10/2022 | 06/2023 |
| Unemployed | Everett | WA | 06/2023 | 12/2023 |
| Thrivent Investment Management Inc | Golden Valley | MN | 10/2024 | 09/2025 |
| Thrivent Financial | Appleton | WI | 10/2024 | 02/2025 |
| Thrivent Financial | Appleton | WI | 02/2025 | 09/2025 |
| New Horizon Academy | Minneapolis | MN | 08/2025 | 08/2025 |
| Rbc | Minneapolis | MN | 09/2025 | Present |
(1) NAME OF ENTITY: CFA Society Of Seattle ADDRESS: PO Box 8388 Covington WA 98042 INVESTMENT/NOT INVESTMENT RELATED: No DESCRIPTION: Private Company START DATE: Sep 14, 2022 CAPACITY: Committee/Council Member DUTIES: Co-committee chair of the mentorship program for the CFA Society Seattle. I help with the organization of events and planning WORKING TIME: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-27 |
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