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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
IL RA APPROVED 2023-02-05
  • TX RA
    APPROVED
    Since 2023-02-14
  • IL RA
    APPROVED
    Since 2023-02-05

Branch Locations

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 10/2022 Present
Robert Half - Illinois Housing Development Authority Chicago IL 04/2021 10/2022
Bankers Life Chicago IL 11/2020 01/2021
Mariano's Chicago IL 02/2016 12/2017
Northeastern Illinois University Chicago IL 08/2019 05/2020
Unemployed Chicago IL 01/2018 08/2019
Unemployed Chicago IL 05/2020 11/2020
Unemployed Chicago IL 01/2021 04/2021
Bank Of America, N.A. Rolling Meadows IL 11/2024 Present
  • 10/2022 → Present
    Rolling Meadows, IL
  • 04/2021 → 10/2022
    Robert Half - Illinois Housing Development Authority
    Chicago, IL
  • 11/2020 → 01/2021
    Bankers Life
    Chicago, IL
  • 02/2016 → 12/2017
    Mariano's
    Chicago, IL
  • 08/2019 → 05/2020
    Northeastern Illinois University
    Chicago, IL
  • 01/2018 → 08/2019
    Unemployed
    Chicago, IL
  • 05/2020 → 11/2020
    Unemployed
    Chicago, IL
  • 01/2021 → 04/2021
    Unemployed
    Chicago, IL
  • 11/2024 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
  • S66 Uniform Combined State Law Examination
    2023-02-03

View on SEC IAPD

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