David Thomas Winward

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-15
TX	RA	APPROVED	2023-05-01
NJ	RA	APPROVED	2023-04-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	10/2022	Present
Jb Dawson's Restaurant	Langhorne	PA	09/2021	10/2022
Applebee's Grill And Bar	Bensalem	PA	12/2019	09/2021
Max Brenner	Philadelphia	PA	04/2015	01/2020
Team Toyota Of Langhorne	Langhorne	PA	06/2017	02/2018
Ardmore Toyota	Ardmore	PA	04/2017	06/2017
Lethal Pest Control	Feasterville	PA	03/2018	02/2019
Tm Automotive	Langhorne	PA	10/2017	02/2018
Paychex	Philadelphia	PA	11/2016	05/2017
Bank Of America, N.A.	Pennington	NJ	09/2024	Present

10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
09/2021 → 10/2022

Jb Dawson's Restaurant

Langhorne, PA
12/2019 → 09/2021

Applebee's Grill And Bar

Bensalem, PA
04/2015 → 01/2020

Max Brenner

Philadelphia, PA
06/2017 → 02/2018

Team Toyota Of Langhorne

Langhorne, PA
04/2017 → 06/2017

Ardmore Toyota

Ardmore, PA
03/2018 → 02/2019

Lethal Pest Control

Feasterville, PA
10/2017 → 02/2018

Tm Automotive

Langhorne, PA
11/2016 → 05/2017

Paychex

Philadelphia, PA
09/2024 → Present

Bank Of America, N.A.

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-25