Bryce L Cook

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2024-07-10
TX	RA	APPROVED_RES	2016-08-30

UT RA
APPROVED

Since 2024-07-10
TX RA
APPROVED_RES

Since 2016-08-30

Branch Locations

Phoenix, AZ • United States

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Scottsdale	AZ	05/2016	03/2020
Ameriprise Financial Services, Llc	Scottsdale	AZ	03/2020	Present

05/2016 → 03/2020

Ameriprise Financial Services, Inc.

Scottsdale, AZ
03/2020 → Present

Ameriprise Financial Services, Llc

Scottsdale, AZ

Other Businesses

Outside Employment; Independent Contractor; Referee -; Basketball referee; 2500 Hayden Rd. #30, , Scottsdale, AZ, 85257; Not Investment-Related; 09/01/2009; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-11
S63	Uniform Securities Agent State Law Examination	2014-07-03

S65 Uniform Investment Adviser Law Examination

2016-11-11
S63 Uniform Securities Agent State Law Examination

2014-07-03

Other Names

Bryce Cook

View on SEC IAPD