Fauzia Huma

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pluckemin, NJ
• 05/2022 → 10/2022
  Homemaking
  Green Brook, NJ
• 01/2022 → 04/2022
  Connolly & Co
  Warren, NJ
• 05/2021 → 12/2021
  Inovo Usa Training & Safety Solutions
  Jersey City, NJ
• 01/2018 → 04/2021
  Berkeley College / Nimbus Infinity Llc.
  Woodbridge, NJ
• 11/2016 → 12/2017
  Nimbus Infinity Llc
  Green Brook, NJ
• 02/2015 → 10/2016
  Homemaking/ Research
  Green Brook/ Clark, NJ
• 12/2022 → Present
  Bank Of America, N.A.
  Pluckemin, NJ

Other Businesses

I*1074289 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Basking Ridge, New Jersey Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 3/1/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2023-05-31