Deborah Crain

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-16
IL	RA	APPROVED	2025-05-26

Branch Locations

3121 N Illinois St, Swansea, IL 62226 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Swansea	IL	10/2022	Present
First Bank	Hazelwood	MO	03/2022	10/2022
Unemployed	None	IL	01/2022	03/2022
Knock Lending	Remote Work	IL	07/2021	01/2022
Sourcepoint Mortgage	Remote	IL	06/2020	07/2021
Veterans United Home Loans	Shiloh	IL	03/2020	07/2020
Regions Bank	Mascoutah	IL	11/2018	03/2020
Us Bank	Belleville	IL	08/2016	11/2018

10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Swansea, IL
03/2022 → 10/2022

First Bank

Hazelwood, MO
01/2022 → 03/2022

Unemployed

None, IL
07/2021 → 01/2022

Knock Lending

Remote Work, IL
06/2020 → 07/2021

Sourcepoint Mortgage

Remote, IL
03/2020 → 07/2020

Veterans United Home Loans

Shiloh, IL
11/2018 → 03/2020

Regions Bank

Mascoutah, IL
08/2016 → 11/2018

Us Bank

Belleville, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-05-24
S63	Uniform Securities Agent State Law Examination	2024-10-05