Brian Paul Fitzgerald

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-11-08

CA RA
APPROVED

Since 2013-11-08

Branch Locations

Studio City, CA • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Financial Holdings, Inc.	Studio City	CA	09/2013	Present
Assetmark Brokerage, Llc	Studio City	CA	08/2014	Present
Assetmark, Inc	Studio City	CA	09/2013	Present

09/2013 → Present

Assetmark Financial Holdings, Inc.

Studio City, CA
08/2014 → Present

Assetmark Brokerage, Llc

Studio City, CA
09/2013 → Present

Assetmark, Inc

Studio City, CA

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2013 - 160 HRS / MONTHLY - SENIOR NATIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-07
S63	Uniform Securities Agent State Law Examination	2007-02-02

S65 Uniform Investment Adviser Law Examination

2013-11-07
S63 Uniform Securities Agent State Law Examination

2007-02-02