Andrew Joel Vargas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  East Setauket, NY
• 04/2020 → 10/2022
  Target
  Levittown, NY
• 10/2017 → 08/2021
  Primerica
  Hauppauge, NY
• 10/2018 → 01/2019
  Stuff A Bagel
  Farmingdale, NY
• 05/2014 → 01/2018
  7-Eleven
  Massapequa, NY
• 09/2012 → 06/2017
  School
  Lindenhurst, NY
• 06/2017 → 08/2017
  Venetian Yacht Club
  Babylon, NY
• 01/2018 → 10/2018
  Lindencrest Diner
  Lindenhurst, NY
• 01/2019 → 05/2022
  Binghamton University
  Binghamton, NY
• 08/2017 → 12/2018
  Suffolk County Community College
  Brentwood, NY
• 11/2022 → 03/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Copiague, NY
• 05/2023 → 12/2024
  Bank Of America, N.A.
  South Huntington, NY
• 03/2023 → 05/2023
  Unemployed
  Lindenhurst, NY
• 01/2025 → Present
  Bank Of America, N.A.
  East Setauket, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-10-27

Other Names

• Andrew J. Vargas