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Thomas Edward Votano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-22
TX RA APPROVED 2024-03-19
NY RA APPROVED 2024-02-01
  • CT RA
    APPROVED
    Since 2024-11-22
  • TX RA
    APPROVED
    Since 2024-03-19
  • NY RA
    APPROVED
    Since 2024-02-01

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Poughkeepsie NY 11/2023 Present
Bank Of America Poughkeepsie NY 10/2022 11/2023
Hofstra University Hempstead NY 09/2018 08/2022
Roman Sanford, Llc Southhampton NY 06/2019 11/2021
Hofstra University Hempstead NY 12/2019 02/2020
Mj Larkin & Co Dover Plains NY 06/2019 08/2022
Putnam County Carmel NY 06/2017 08/2018
Carmel High School Carmel NY 09/2013 06/2018
  • 11/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Poughkeepsie, NY
  • 10/2022 → 11/2023
    Bank Of America
    Poughkeepsie, NY
  • 09/2018 → 08/2022
    Hofstra University
    Hempstead, NY
  • 06/2019 → 11/2021
    Roman Sanford, Llc
    Southhampton, NY
  • 12/2019 → 02/2020
    Hofstra University
    Hempstead, NY
  • 06/2019 → 08/2022
    Mj Larkin & Co
    Dover Plains, NY
  • 06/2017 → 08/2018
    Putnam County
    Carmel, NY
  • 09/2013 → 06/2018
    Carmel High School
    Carmel, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-31
  • S66 Uniform Combined State Law Examination
    2024-01-31
Other Names
  • Tommy Votano
  • Tom Votano
  • Thomas E Votano

View on SEC IAPD

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