Horia Padurean

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2025-06-02
TX	RA	APPROVED	2025-06-02

Branch Locations

900 Salem Street, Smithfield, RI 02917-1243 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	10/2022	05/2023
University Of Rhode Island	North Kingston	RI	12/2019	03/2020
Watch Station Int.	Wrentham	MA	12/2017	08/2018
University Of Rhode Island	North Kingston	RI	08/2018	08/2022
Unemployed	Harrisville	RI	08/2022	10/2022
Woonsocket High School	Woonsocket	RI	08/2012	06/2018
Holt & Mcardle	Harrisville	RI	05/2022	09/2022
Green Grass Inc	Coventry	RI	06/2020	02/2021
Unemployed	Rhode Island	TX	05/2023	10/2023
Deckers Band	Wrentham	TX	10/2023	04/2024
Fidelity Investments	Smithfield	RI	04/2024	Present

10/2022 → 05/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
12/2019 → 03/2020

University Of Rhode Island

North Kingston, RI
12/2017 → 08/2018

Watch Station Int.

Wrentham, MA
08/2018 → 08/2022

University Of Rhode Island

North Kingston, RI
08/2022 → 10/2022

Unemployed

Harrisville, RI
08/2012 → 06/2018

Woonsocket High School

Woonsocket, RI
05/2022 → 09/2022

Holt & Mcardle

Harrisville, RI
06/2020 → 02/2021

Green Grass Inc

Coventry, RI
05/2023 → 10/2023

Unemployed

Rhode Island, TX
10/2023 → 04/2024

Deckers Band

Wrentham, TX
04/2024 → Present

Fidelity Investments

Smithfield, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-23
S63	Uniform Securities Agent State Law Examination	2024-05-10