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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-06
RI RA APPROVED 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-06
  • RI RA
    APPROVED
    Since 2023-03-03

Branch Locations

Charlestown, RI • United States

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 11/2022 Present
Main Street Home Loans Providence RI 11/2021 09/2022
Unemployed Warwick RI 07/2020 10/2021
Cvs Health Narraganssett RI 04/2019 07/2020
Unemployed Warwick RI 11/2018 04/2019
Valley Country Club Warwick RI 03/2018 11/2018
Unemployed Warwick RI 12/2017 03/2018
Unemployed Warwick RI 10/2022 10/2022
Valley Country Club Warwick RI 03/2017 11/2017
Unemployed Warwick RI 12/2016 03/2017
Valley Country Club Warwick RI 03/2016 11/2016
  • 11/2022 → Present
    Lincoln, RI
  • 11/2021 → 09/2022
    Main Street Home Loans
    Providence, RI
  • 07/2020 → 10/2021
    Unemployed
    Warwick, RI
  • 04/2019 → 07/2020
    Cvs Health
    Narraganssett, RI
  • 11/2018 → 04/2019
    Unemployed
    Warwick, RI
  • 03/2018 → 11/2018
    Valley Country Club
    Warwick, RI
  • 12/2017 → 03/2018
    Unemployed
    Warwick, RI
  • 10/2022 → 10/2022
    Unemployed
    Warwick, RI
  • 03/2017 → 11/2017
    Valley Country Club
    Warwick, RI
  • 12/2016 → 03/2017
    Unemployed
    Warwick, RI
  • 03/2016 → 11/2016
    Valley Country Club
    Warwick, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-01
  • S66 Uniform Combined State Law Examination
    2023-03-01

View on SEC IAPD

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