Duncan J Marshall

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-06
RI	RA	APPROVED	2023-03-03

Branch Locations

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	11/2022	Present
Main Street Home Loans	Providence	RI	11/2021	09/2022
Unemployed	Warwick	RI	07/2020	10/2021
Cvs Health	Narraganssett	RI	04/2019	07/2020
Unemployed	Warwick	RI	11/2018	04/2019
Valley Country Club	Warwick	RI	03/2018	11/2018
Unemployed	Warwick	RI	12/2017	03/2018
Unemployed	Warwick	RI	10/2022	10/2022
Valley Country Club	Warwick	RI	03/2017	11/2017
Unemployed	Warwick	RI	12/2016	03/2017
Valley Country Club	Warwick	RI	03/2016	11/2016

11/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
11/2021 → 09/2022

Main Street Home Loans

Providence, RI
07/2020 → 10/2021

Unemployed

Warwick, RI
04/2019 → 07/2020

Cvs Health

Narraganssett, RI
11/2018 → 04/2019

Unemployed

Warwick, RI
03/2018 → 11/2018

Valley Country Club

Warwick, RI
12/2017 → 03/2018

Unemployed

Warwick, RI
10/2022 → 10/2022

Unemployed

Warwick, RI
03/2017 → 11/2017

Valley Country Club

Warwick, RI
12/2016 → 03/2017

Unemployed

Warwick, RI
03/2016 → 11/2016

Valley Country Club

Warwick, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-01