Rohan Dhote

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Caldwell, NJ

Florham Park, NJ

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-27
NJ	RA	APPROVED	2023-02-21

TX RA
APPROVED

Since 2023-02-27
NJ RA
APPROVED

Since 2023-02-21

Branch Locations

597 Passaic Ave, West Caldwell, NJ 07006 • United States

186 Columbia Tpke, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Randolph	NJ	10/2022	Present
Njsbdc	Mahwah	NJ	06/2021	08/2022
Ramapo College Of New Jersey	Mahwah	NJ	09/2018	12/2021
New York Life (Nyl)	Edison	NJ	06/2017	01/2018
Morris County Vocational School Of Technology (Mcvts)	Denville	NJ	09/2014	06/2018
Bank Of America, N.A.	Randolph	NJ	05/2026	Present

10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Randolph, NJ
06/2021 → 08/2022

Njsbdc

Mahwah, NJ
09/2018 → 12/2021

Ramapo College Of New Jersey

Mahwah, NJ
06/2017 → 01/2018

New York Life (Nyl)

Edison, NJ
09/2014 → 06/2018

Morris County Vocational School Of Technology (Mcvts)

Denville, NJ
05/2026 → Present

Bank Of America, N.A.

Randolph, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-17

S66 Uniform Combined State Law Examination

2023-02-17

Other Names

Rohan Sanjay Dhote

View on SEC IAPD

Other Firms

ALLSTATE FINANCIAL ADVISORS, LLC

EQUITABLE ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

LPL ENTERPRISE, LLC

PRIVATE ADVISOR GROUP, LLC

CONSOLIDATED PORTFOLIO REVIEW CORP

Other Investors

Barry C Teitelbaum

KRISTOPHER GROSSMAN

DAVID JAN GROSSMAN

GEORGE ANTHONY TSIKNIS

JOHN MICHAEL TRABUCCO

Other Offices

EDWARD JONES · WEST CALDWELL, NJ

ALLSTATE FINANCIAL ADVISORS, LLC · West Caldwell, NJ

EQUITABLE ADVISORS, LLC · WEST CALDWELL, NJ

J.P. MORGAN SECURITIES LLC · WEST CALDWELL, NJ

STATE FARM INVESTMENT MANAGEMENT CORP. · West Caldwell, NJ

LPL ENTERPRISE, LLC · WEST CALDWELL, NJ

PRIVATE ADVISOR GROUP, LLC · West Caldwell, NJ

CONSOLIDATED PORTFOLIO REVIEW CORP · Caldwell, NJ

More in West Caldwell, NJ

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