Matthew Allen James

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakland, CA
• 09/2015 → 10/2022
  University Corporation
  San Francisco, CA
• 01/2016 → 01/2017
  Blue C Sushi
  San Francisco, CA
• 08/2014 → 05/2018
  San Francisco State University
  San Francisco, CA
• 01/2023 → Present
  Bank Of America, N.A.
  Oakland, CA

Other Businesses

I*3849292 Entity Type: Entity Charitable Name of OBA: Sonoma County Pride Bowling Address: Santa Rosa, California, 95403 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/09/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: Clubs and Organizations - a Sonoma County Bowling League Secretary - meeting administration, recordkeeping & document management, board support & coordination

Exams

• S66 Uniform Combined State Law Examination
  2023-02-06

Other Names

• Matt Allen James