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Bryan A Sargent

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-02-01
TX RA APPROVED 2023-01-31
  • IL RA
    APPROVED
    Since 2023-02-01
  • TX RA
    APPROVED
    Since 2023-01-31

Branch Locations

401 N Tryon St Ci Relationship Management, Charlotte, NC 28255 • United States

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 10/2022 Present
Walgreens Wheeling IL 02/2015 02/2017
Sam's Club Wheeling IL 03/2017 09/2017
At&T Pleasant Prairie WI 10/2017 09/2022
Harper Community College Palatine IL 08/2015 06/2017
Lake Forest College Lake Forest IL 08/2017 06/2019
Bank Of America N.A. Rolling Meadows IL 11/2022 Present
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 02/2015 → 02/2017
    Walgreens
    Wheeling, IL
  • 03/2017 → 09/2017
    Sam's Club
    Wheeling, IL
  • 10/2017 → 09/2022
    At&T
    Pleasant Prairie, WI
  • 08/2015 → 06/2017
    Harper Community College
    Palatine, IL
  • 08/2017 → 06/2019
    Lake Forest College
    Lake Forest, IL
  • 11/2022 → Present
    Bank Of America N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
  • S66 Uniform Combined State Law Examination
    2023-01-30

View on SEC IAPD

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