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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-30
TX RA APPROVED 2023-05-25
  • FL RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-25

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Saint Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2022 Present
Pennymac Saint Augustine FL 11/2020 07/2022
Bank Of America Saint Augustine FL 02/2012 03/2018
Ditech Financial Llc Saint Augustine FL 03/2018 07/2018
Seeking Employment Saint Augustine FL 07/2022 11/2022
Bank Of America Saint Augustine FL 07/2018 11/2020
Bank Of America, N.A. Jacksonville FL 11/2022 Present
  • 11/2022 → Present
    Jacksonville, FL
  • 11/2020 → 07/2022
    Pennymac
    Saint Augustine, FL
  • 02/2012 → 03/2018
    Bank Of America
    Saint Augustine, FL
  • 03/2018 → 07/2018
    Ditech Financial Llc
    Saint Augustine, FL
  • 07/2022 → 11/2022
    Seeking Employment
    Saint Augustine, FL
  • 07/2018 → 11/2020
    Bank Of America
    Saint Augustine, FL
  • 11/2022 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Other Businesses

Merchant Services with Total Merchant Services. I receive monthly residuals for credit card processing machines in retail locations. I am a full commission salesperson that does not have a salary. For profit or not for profit: For Profit Name of outside business organization: North American Bank Card DBA: Total Merchant Services Investment related: NO Address of business:250 Stephenson Hwy Troy MI 48083 Nature of business: Credit Card Processing Compensation for Activity (Yes/No only): Yes. Residual income on credit card processing activities. Position, title, associationSales Associate Start date of relationship: February 9th 2010 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: No longer participating in the business but still receive residual income sporadically but not every month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
  • S66 Uniform Combined State Law Examination
    2023-05-24

View on SEC IAPD

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