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Steven L Leigh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
WA RA APPROVED 2023-04-05
  • TX RA
    APPROVED
    Since 2023-06-14
  • WA RA
    APPROVED
    Since 2023-04-05

Branch Locations

345 Ne Northgate Station Pl, Seattle, WA 98125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 10/2022 Present
Ozzies Seattle WA 11/2011 06/2022
Ltd Seattle WA 07/2016 12/2016
Unemployed Seattle WA 07/2022 10/2022
Seattle Music Foundation Seattle WA 06/2017 06/2017
Bank Of America, N.A Seattle WA 03/2023 Present
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Seattle, WA
  • 11/2011 → 06/2022
    Ozzies
    Seattle, WA
  • 07/2016 → 12/2016
    Ltd
    Seattle, WA
  • 07/2022 → 10/2022
    Unemployed
    Seattle, WA
  • 06/2017 → 06/2017
    Seattle Music Foundation
    Seattle, WA
  • 03/2023 → Present
    Bank Of America, N.A
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03

View on SEC IAPD

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