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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-06
  • TX RA
    APPROVED
    Since 2024-03-06

Branch Locations

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Washington DC 05/2015 06/2019
Student Houston TX 06/2019 12/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2022 02/2024
Northwestern Mutual Investment Services Llc The Woodlands TX 02/2023 02/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2023 02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 02/2024 Present
University Of Houston- Downtown Houston TX 01/2020 07/2022
George Washington University Washington DC 08/2015 07/2019
Bank Of America, N.A. The Woodlands TX 03/2024 Present
  • 05/2015 → 06/2019
    Student
    Washington, DC
  • 06/2019 → 12/2022
    Student
    Houston, TX
  • 11/2022 → 02/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2023 → 02/2024
    Northwestern Mutual Investment Services Llc
    The Woodlands, TX
  • 06/2023 → 02/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2024 → Present
    The Woodlands, TX
  • 01/2020 → 07/2022
    University Of Houston- Downtown
    Houston, TX
  • 08/2015 → 07/2019
    George Washington University
    Washington, DC
  • 03/2024 → Present
    Bank Of America, N.A.
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-22
S63 Uniform Securities Agent State Law Examination 2023-05-12
  • S65 Uniform Investment Adviser Law Examination
    2023-12-22
  • S63 Uniform Securities Agent State Law Examination
    2023-05-12
Other Names
  • Amlan Sahoo

View on SEC IAPD

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