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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-06 |
| MI | RA | APPROVED | 2024-01-09 |
Branch Locations
Birmingham, MI • United States
3883 Telegraph Rd, Ste 204, Bloomfield Hills, MI 48302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2023 | 01/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | 01/2024 |
| Oakland Christian School Student/ Unemployed | Auburn Hills | MI | 01/2016 | 01/2017 |
| National Valet | Royal Oak | MI | 01/2017 | 12/2018 |
| Full Time Michigan State University Student/ Unemployed | East Lansing | MI | 12/2018 | 04/2020 |
| Jackson National (Jackson Zone) | East Lansing | MI | 04/2020 | 08/2020 |
| Full Time Michigan State University Student/ Unemployed | East Lansing | MI | 08/2020 | 04/2021 |
| Independent Contractor Berkshire Hathaway | Rochester | MI | 04/2021 | 10/2022 |
| Financial Independence | Bloomfield Hills | MI | 10/2022 | 06/2023 |
| Unemployed | Rochester | MI | 06/2023 | 07/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2023 | 01/2024 |
| Lpl Financial Llc | Bloomfield Hills | MI | 01/2024 | Present |
1) 12/2023 - INVESTWISE FINANCIAL LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 90% time spent 2) 12/2023 - WHITE GLOVE WORKSHOPS - Seminar Marketing - Inv. Related - Birmingham, Ml - Presenter - Start Date 12/5/2023 - 10hrs/month - 5% time spent 3) 12/2023 - HUNTER JAMES RENTALS - Real Estate Rental - Inv. Related - PONTIAC, Ml 48342 - Owner - Start Date 9/01/2023 - 0hrs/month - 0% time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-27 |
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