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Thomas Anthony Drake

Integritas Semper, LLC

Windsor, CA

CRD 3154324

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Employer firm

Integritas Semper, LLC CRD 152008

$1.76M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Integritas Semper, Llc

Windsor, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-01-05
  • CA RA
    APPROVED
    Since 2010-01-05

Branch Locations

Windsor, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc. Rockville MD 06/2007 11/2023
Thomas Drake Windsor CA 02/2010 02/2024
Integritas Semper, Llc Windsor CA 02/2010 Present
  • 06/2007 → 11/2023
    Grove Point Investments, Llc.
    Rockville, MD
  • 02/2010 → 02/2024
    Thomas Drake
    Windsor, CA
  • 02/2010 → Present
    Integritas Semper, Llc
    Windsor, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-03
S63 Uniform Securities Agent State Law Examination 1999-03-08
  • S66 Uniform Combined State Law Examination
    2001-08-03
  • S63 Uniform Securities Agent State Law Examination
    1999-03-08
Other Names
  • Tom Drake

View on SEC IAPD

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