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Asher S Alter

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-14
CA RA APPROVED 2023-01-23
  • TX RA
    APPROVED
    Since 2024-03-14
  • CA RA
    APPROVED
    Since 2023-01-23

Branch Locations

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasgro Llc (Ion Contracts) Los Angeles CA 10/2021 10/2022
Elevate Los Angeles CA 04/2021 10/2021
Tax Credit Co Los Angeles CA 03/2020 04/2021
Brunswick Group Washington DC 08/2019 10/2019
Newport Ingredients Los Angeles CA 09/2018 12/2018
Bank Of Internet San Diego CA 05/2016 10/2016
Unemployed Wasington DC 10/2019 03/2020
Extended Travel N/A 12/2016 05/2018
Extended Travel N/A 01/2019 04/2019
Unemployed Los Angeles CA 04/2019 08/2019
Ucla Los Angeles CA 05/2018 11/2018
Uc San Diego San Diego CA 09/2014 12/2016
Stifel Los Angeles CA 10/2022 Present
  • 10/2021 → 10/2022
    Lasgro Llc (Ion Contracts)
    Los Angeles, CA
  • 04/2021 → 10/2021
    Elevate
    Los Angeles, CA
  • 03/2020 → 04/2021
    Tax Credit Co
    Los Angeles, CA
  • 08/2019 → 10/2019
    Brunswick Group
    Washington, DC
  • 09/2018 → 12/2018
    Newport Ingredients
    Los Angeles, CA
  • 05/2016 → 10/2016
    Bank Of Internet
    San Diego, CA
  • 10/2019 → 03/2020
    Unemployed
    Wasington, DC
  • 12/2016 → 05/2018
    Extended Travel
    N/A
  • 01/2019 → 04/2019
    Extended Travel
    N/A
  • 04/2019 → 08/2019
    Unemployed
    Los Angeles, CA
  • 05/2018 → 11/2018
    Ucla
    Los Angeles, CA
  • 09/2014 → 12/2016
    Uc San Diego
    San Diego, CA
  • 10/2022 → Present
    Stifel
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-20
  • S66 Uniform Combined State Law Examination
    2023-01-20

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
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Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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