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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2023-01-31
TX RA APPROVED 2023-01-23
  • ND RA
    APPROVED
    Since 2023-01-31
  • TX RA
    APPROVED
    Since 2023-01-23

Branch Locations

1400 West Century Avenue P.O.B 1238, 58502-9955, Bismarck, ND 58503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford Health Bismarck ND 07/2015 10/2022
Stifel Bismarck ND 10/2022 Present
  • 07/2015 → 10/2022
    Sanford Health
    Bismarck, ND
  • 10/2022 → Present
    Stifel
    Bismarck, ND
Other Businesses

1. Bismarck Sanford Health Foundation; 300 N 7th Street Bismarck ND 58501; Healthcare; Board Member; support the foundation events/fundraising to help support the mission to provide the Bismarck community Sanford's healthcare resources; 8/1/23; 20 hours per year; not during securities trading hours; not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-21
  • S66 Uniform Combined State Law Examination
    2023-01-21
Other Names
  • Christopher Rivinius

View on SEC IAPD

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