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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-01-31 |
| TX | RA | APPROVED | 2023-01-23 |
Branch Locations
1400 West Century Avenue P.O.B 1238, 58502-9955, Bismarck, ND 58503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford Health | Bismarck | ND | 07/2015 | 10/2022 |
| Stifel | Bismarck | ND | 10/2022 | Present |
1. Bismarck Sanford Health Foundation; 300 N 7th Street Bismarck ND 58501; Healthcare; Board Member; support the foundation events/fundraising to help support the mission to provide the Bismarck community Sanford's healthcare resources; 8/1/23; 20 hours per year; not during securities trading hours; not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-21 |
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