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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-02-14 |
Branch Locations
13010 Ne 20Th St Ste 100, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Bellevue | WA | 10/2022 | Present |
| World Financial Group, Inc. | Bellevue | WA | 04/2022 | Present |
| The Boeing Company | Seattle | WA | 02/2012 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc THE BOEING COMPANY/Investment Related - No/PO Box 3487 Seattle WA98124. 4259194406/making airplane/supply chain management/2.2012/176/0/supply chain management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-05 |
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