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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-31 |
| TX | RA | APPROVED | 2026-03-10 |
Branch Locations
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-23 |
| TX | RA | APPROVED | 2025-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Bank Canada | Toronto | 12/2015 | 11/2020 | |
| Rocekfeller Financial Llc | Miami | FL | 12/2025 | Present |
| Ubs Financial Services | Coral Gables | FL | 11/2020 | 12/2025 |
| Rockefeller Capital Management | Miami | FL | 03/2026 | Present |
Harlow Capital LLC. This is an investment related LLC for sports cards and movie production interests. The address of the business is 2495 South Bayshore Drive, and . I devote <1 hour per year to this business and am an agent and member of the business. I own 50 voting shares and my husband holds an equal amount. This is not an operating business. WIN Challenge; Non-investment related; Miami, Florida; Judge; 01/01/2026; 10 hours a month and 0 hours during trading hours; Judge for WIN Challenge.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-25 |
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