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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-13 |
| CT | RA | APPROVED | 2024-05-24 |
Branch Locations
211 North Street, Northampton, MA 01060 • United States
Newington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Hadley | MA | 12/2022 | Present |
| Massmutual Life Insurance Company | Hadley | MA | 10/2022 | Present |
| The Donohue Group | Windsor | CT | 04/2006 | 07/2022 |
| 4Elements Restoration Llc | Wolcott | CT | 10/2022 | 07/2023 |
(1)Name: Frank W. Moore LLC Inv rel: Y Add: At Residential Address Nature: Trustee Position: Manager Start date: 01/01/2023 No. HR/MO: 2 No. HR/MO dur trading: 0 Describe duties: One of four managers that meet quarterly to review and monitor strategies formed and executed by RIA for the investment company holding money bequeathed to the descendants of my great-grandparents. (2)Name: Margaret Moore Inv rel: Y Add: At Residential Address Nature: Outside Insurance Sales; Life, Disability, Long-term care, and Fixed annuities Position: Financial Planner and Advisor Start date: 09/05/2023 No. HR/MO: 2 No. HR/MO dur trading: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-29 |
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